Donna Di Maria
About
Donna Di Maria is from Fairport, New York, United States. Donna is currently Director at Vigilant, located in United States. In Donna's previous role as a Chairman of the Board and Chair of the Regulatory Committee at GAMMA - Global Asset Management Marketing Association, Donna worked in Previously President, Treasurer, Committees Chair until Feb 2025. Prior to joining GAMMA - Global Asset Management Marketing Association, Donna was a Consultant at Monahan & Roth, LLC and held the position of Consultant at Greater San Diego Area. Prior to that, Donna was a Founder, CEO and Relationship Manager at Tessera Capital, LLC from Oct 2021 to Apr 2023. Donna started working as Chief Executive Officer and Chief Compliance Officer at Tessera Capital Partners, LLC in New York in Mar 2004. From Jul 2000 to Sep 2003, Donna was Director Consultant Relations at WestAM. Prior to that, Donna was a Consultant Relations Vice President at Forstmann- Leff International from May 1997 to Jul 2000. Donna started working as Fixed Income Product Specialist at UBS Global Asset Management in May 1994.
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Donna Di Maria's current jobs
Investment Manager and Broker Dealer Compliance Consultant. Serving as an outsourced CCO or Compliance Support.
Donna Di Maria's past jobs
Third Party Marketers Association (3PM) is an association of global, independent, outsourced sales and marketing firms that support the alternative and traditional investment management industry worldwide. 3PM Members are properly registered and licensed organizations consisting of experienced sales and marketing professionals who come together to establish and encourage best practices, share knowledge and resources, enhance professional standards, build industry awareness and generally support the growth and development of professional outsourced investment management marketing. Members of 3PM benefit from Regulatory Advocacy, Best Practices and Compliance, Industry Recognition and Awareness, Manager Introductions, Educational Programs, Online Presence, Conferences and Networking and Service Provider Discounts.
Ms. DiMaria is involved in assisting the firm’s clients with their compliance programs. She provides guidance on firm policies and procedures, prepares GAP analyses, conducts office inspections, designs Continuing Education and AML training programs and aids clients with a variety of FINRA required filings. Ms. DiMaria is also responsible for Due Diligence, Case Research, Client Services and provides direct support Senior Management on all expert witness matters. In this capacity
Tessera Capital, LLC (Tessera) is a consulting company offering sales, marketing, and compliance services. Tessera also offers Strategic Consulting Services to investment managers who are working to develop an appropriate and effective sales and marketing program but need advice from experienced and proficient industry professionals. Our consulting services extend to business strategy, branding, and compliance consulting. Investment and municipal advisory services offered through Sutter Capital Partners, LLC. Donna DiMaria is an Investment and Municipal Advisor Representative of Sutter Capital Partners, LLC doing business as Tessera Capital,LLC. Securities offered through Boustead Securities, LLC. Donna DiMaria is a RR of Boustead doing business as Tessera Capital, LLC.
Tessera Capital Partners, LLC ("Tessera") is an independent third-party marketing firm that provides outsourced sales and marketing services to a select group of traditional and alternative investment management firms. Tessera Capital Partners, LLC is Member of FINRA and SIPC, State Registered Investment Adviser. Municipal Dealer registered with FINRA and the MSRB.