Gemma Geoghegan
About
Gemma Geoghegan is from Greater Bristol Area, United Kingdom. Gemma is currently Compliance Manager at Barcan+Kirby, located in Bristol, England, United Kingdom. In Gemma's previous role as a Compliance Officer & MLRO at City Financial Planning Ltd., Gemma worked in until Aug 2018. Prior to joining City Financial Planning Ltd., Gemma was a Vice President, Investment Banking Compliance at Stifel Nicolaus Europe Limited and held the position of Vice President, Investment Banking Compliance.
You can find Gemma Geoghegan's email at finalscout.com. FinalScout is a professional database with business professional profiles and company profiles.
Gemma Geoghegan's current jobs
• Overall responsibility for ensuring compliance with Lexcel • Delivering compliance inductions and assigning training to all new staff • Drafting and reviewing Staff and Office Manual, firm-wide policies, registers, procedures and agreements as required • Arranging and chairing risk meetings • Overall responsibility for ensuring the completion of file audits in accordance with procedures • Ensuring firm compliance with SRA Code of Conduct, maintaining register of any breaches, advising staff on Code, report to COLP • Supporting MLRO to include monitoring changes in law and regulation, reporting to NCA, updating policy, deal with staff queries about money laundering • Supporting DPO to include monitoring changes in law and regulation, dealing with staff queries, maintain incidents register • Training and reminding staff of obligations under Bribery Act, maintaining register of reports, reporting directly to COFA • Identifying and reporting any breaches of Accounts Rules