Kellen Carter Esq
About
Kellen Carter Esq is from New York, New York, United States. Kellen is currently Corporate Counsel / Chief Compliance Officer at ARK Invest, located in St Petersburg, Florida, United States. Kellen also works as Corporate Counsel / Chief Compliance Officer at ARK Invest, a job Kellen has held since Apr 2016. Another title Kellen currently holds is Corporate Counsel / Chief Compliance Officer at ARK Investment Management LLC. In Kellen's previous role as a Manager at EY, Kellen worked in until Mar 2016.
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Kellen Carter Esq's current jobs
Provide a full range of regulatory, compliance, and legal advice, guidance and assistance to ARK Invest and its employees, agents and consultants on a variety of matters.
As the Corporate Counsel and Chief Compliance Officer at ARK Investment Management, an SEC registered Investment Adviser whose investment objective is long-term growth through a thematic focus on disruptive innovation. Previous Management Consultant in the Wealth and Asset Management group at Ernst & Young. Former Examiner and Attorney at the U.S. Securities and Exchange Commission. My experience includes providing regulatory, compliance and legal advice to investment advisers and investment companies. B.S. in Human and Organizational Development with a concentration in International Development from Vanderbilt University (2005). J.D. from Howard University School of Law (2010).