Neil C
About
Neil C is from Hong Kong, Hong Kong SAR. Neil is currently Director at Sparc Capital Management Limited. In Neil's previous role as a Senior Investment Manager at Huashe Asset Management (Hong Kong) Limited, Neil worked in until Sep 2020. Prior to joining Huashe Asset Management (Hong Kong) Limited, Neil was a Business Development & Operations Manager at Galaxy Treasure Securities Group Limited and held the position of Business Development & Operations Manager. Prior to that, Neil was a Marketing Manager at Avia Asset Management Limited from Sep 2009 to Nov 2011.
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Neil C's current jobs
SFC Type 4 & 9 Responsible Officers (RO) Act as Investment Committee Formulate investment process, account opening, KYC and AML policies and investment strategies In charge of fund operation and risk management Issue internal management policies, especially investment procedures, key control points, DD requirement and investment criteria for asset management products