Peter M Dolezal J D

► ShareNett Securities, LLC (Broker Dealer subsidiary), 2018-2023 CEO, CCO, COO & CFO ► ShareNett Investment Advisors, LLC (Investment Adviser subsidiary), 2018-2023 CEO, CCO, COO & CFO Consultant, January 2023 – Present ► Private, global institutional private equity and alternative investment wealth-tech co-investment platform providing curated, regulatory-compliant access to PE funds and direct primary & secondary securities Regulation D & Regulation A private placement offerings, investment banking, corporate advisory & investment funds management & admin. services through FINRA member & SEC registered broker dealer (BD) with Alternative Trading System (ATS) and SEC registered investment adviser; $100M+ placements since inception; 400+ Family Office and Ultra High Net Worth members; 200+ vetted private securities offerings; 20+ private market events & symposia. ► Acquired FINRA member and SEC registered BD & ATS regulatory designation (Continuing Membership Applications (CMAs)); formed & registered with SEC (form ADV) investment advisor (IA) & 4 Special Purpose Vehicles (SPVs), manage and administer $30M+ AUM and 100+ investors; obtained Private Letter Ruling from the Dept. of Treasury (IRS) to operate a Qualified Matching Service. ► Closed $3M Series B Pref. Stock and $1M Series A Extension financings; approved & closed 102 private securities offerings, 179 qualified purchaser and accredited investor subscriptions, and $35M+ notional value in secondary transactions; Investment Committee member. ► Supervisory securities principal of 27 registered representatives & all regulatory compliance, financial, operational & business aspects of BD, incl. execution & diligence of all primary & secondary private securities transactions, as well as of IA & its four SPVs in respective compliance with Securities Exchange Act of 1934, Investment Advisers Act of 1940 and Investment Company Act of 1940; handled 3 SEC & FINRA examinations, zero material findings.