Richard Rouse
About
Richard Rouse is from Sydney, New South Wales, Australia. Richard is currently Head Of Compliance at Natixis Australia Pty Limited, located in Millers Point, New South Wales, Australia. In Richard's previous role as a RM, Hedge Fund Coverage at HSBC, Richard worked in until Nov 2020. Prior to joining HSBC, Richard was a Account Manager, Prime Services at HSBC Global Banking and Markets and held the position of Account Manager, Prime Services. Prior to that, Richard was a Compliance officer / Prime Services Account Manager at UBS Investment Bank from Nov 2005 to May 2008.
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Richard Rouse's current jobs
Head of Compliance for Natixis Australia Pty Limited (NAPL), responsible for all compliance matters relating Natixis Australia and for coordinating with regional and global compliance offices on relevant Compliance topics. Setting the direction and strategy of the compliance function in collaboration with local and regional management, manage compliance risk and help to maintain a strong compliance culture throughout the firm. That includes: Provide advice to local and regional senior management, Natixis group entities and head office, on compliance related issues; Coordinate with Regional Compliance with respect to key projects and initiatives and ensure that local views and needs are addressed. Managing the relationship with the Regulators; Support the development of compliance strategy for onshore & offshore Natixis business units; Member of NAPL Management Committee.