Siow Loong Lim

Report to the Managing Director and CEO of the Company and my key responsibilities include: • Lead and supervise the Operations team to carry out the daily operations functions which include trade settlement, client onboarding, client transaction processing, cash and securities reconciliation, corporate action, pre-trade compliance rules setup, FATCA/CRS reporting, regulatory reporting etc. • Oversee the finance operations of the Opus Group that cover financial reporting, tax filing, transfer pricing compliance, disbursement controls etc. • Lead the fund accounting team to ensure amongst others; accurate calculation of funds’ Net Asset Value (NAV) and subsequently ensure the timely publication of NAV prices, properly handling of income distribution matters, accurate and timely preparation of fund regulatory reports and tax filings, prompt response to clients’ requests for customized reporting etc. • Manage investment middle office functions which include monitor key investment risk metrics and provide a report to the Investment Committee (“IC”) on a quarterly basis, prepare monthly fund performance attribution reports for fund managers and clients etc. • A member of Risk Management Working Group who is responsible for establishing and developing the Company’s Enterprise Risk Program. Key roles include the preparation and maintenance a risk register, support risk owners in management their risks, monthly reporting on operational risks to the Company’s Executive Management Team and quarterly reporting to the board on key enterprise risks.