Teresa Wagner CFP

Knightsbridge Wealth Management is an independent, 100% employee owned, Registered Investment Advisor. The firm, located in Newport Beach, California, manages individual portfolios for both private clients and institutions. Managed growth from $289 million AUM to $1.9 billion. Business Development: Liaison with consultants/advisors, custodians, brokers, clients. Establish relationships for trading, account access, billing. Prepare/review/negotiate management agreements. Coordinated the transition from PortfolioCenter to Advent. Financial: Prepare financial statements and projections. Maintain and reconcile all bank accounts. Oversee and audit all company receivables/payables and client billing. Calculate performance based fees. Produce payroll, calculate/process commissions and solicitor fees, prepare 1099 forms. Manage profit sharing. Maintain insurance policies. Compliance: Administer policies and procedures, ADV, code of ethics, disaster recovery, compliance testing, annual review, forms U4/U5,state notice filings, record retention. Review investment policies and monitor compliance. Manage best execution committee and soft dollars. Oversee SEC examinations. Keep abreast of regulatory environment. Lead due diligence meetings. Hedge Fund: Prepare subscription documents and quarterly investor reports. Coordinate cash flow. Liaison with custodian, CPA, investors. Oversee annual audit and tax preparation.