Ye Yu

Major Job Scope - Assist the Risk Management Department Head with the overall credit risk management activities. - Assist the Department Head in the supervision of Credit Risk team in performing corporate credit risk evaluations, processing credit and trade transactions, monitoring risks development of the bank’s credit risk assets and propose applicable risk solutions, completing risk management reports, and facilitating credit committee and risk management committee meetings. - Implement the Bank’s designated risk policies and instructions.

Major Job Scope and Responsibilities - Perform internal credit rating review and MAS grading for new and existing borrowers through detailed financial analysis. - Review and analyze new and existing banking facilities and make recommendations of loan acceptance / rejection to the respective approving authority. - Monitor credit status of existing borrowers through periodic customer contact and public news and resources. - Review and assess action plans for deteriorating and/or problem credit.

Major Job Scope and Responsibilities - Provision of Internal Audit, Risk Consulting and Sarbanes Oxley (SOX) Section 404 Readiness and Attestation Services. - Conduct Governance Regulatory and Compliance Review for institutions in Financial Services Industry. • Review client acceptance and ongoing monitoring due diligence in compliance with the regulatory requirements such as reporting of suspicious transactions, anti-money laundering, and countering the financing of terrorism. • Perform internal controls review and testing for various business activities in the areas of governance/ risk framework, licensing, on-going business conduct, business continuity plan, operations and regulatory compliance. • Identify control deficiencies, provide recommendations for enhancement of controls, and assist clients attain higher levels of assurance over internal controls. - Client relationship management from service proposal, site visit, networking and regular meeting with clients to identify customer needs and provide regulatory or service updates. - Independent project management including resource planning, budgeting, scoping, cost management, supervising fieldwork, review and reporting. - Primary focus on industries including Financial Services, Consumer Business, Healthcare and Manufacturing.