Yunus Emre Pasaoglu MA CFE

The Key Responsibilities: •Communicate the results of audit work via written reports and presentations to CEO, Audit Committee and Board of Directors •Direct development and maintenance of the annual risk-based audit plan, Internal Audit Department Charter, and Internal Audit Department Policies and Procedures and presenting to the Audit Committee for approval •Interviewing and recommending candidates for the team; setting KPI’s and carrying out performance reviews; determining work priorities and schedules work assignments; supervising and monitoring work of audit staff; coaching and mentorship to grow their capabilities •Planning and execution of financial, operational, IT, and compliance audits to strengthen governance, risk management, control, and compliance processes and optimize efficiency; presenting audit results and findings to the Audit Committee of the Board of Directors monthly •Overseeing the successful implementation of the company's COSO/COBIT and Cybersecurity framework assessment for internal controls within IT •Conducting investigations on suspected fraudulent activities, irregularities, and errors and making recommendations for improved controls, operating procedures, and systems design •Tracking of audit findings and management action plans quarterly •Provide assistance to external auditors Accomplishments: •Managed to work independently without close direction and juggle multiple urgent priorities at the same time •Established and documented risk-based audit scope of all 19 departments of the company from scratch •Challenged the status quo with a special focus on how processes and outcomes can be improved and developed a new reporting methodology aligned with regulations and audit standards •Extensive knowledge of financial services, products, markets, laws, rules, and regulations relevant to OTC derivatives, FX, swaps, futures, and options