ZR

Zac Rosenberg

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Email: ****g@gmail.com
Location: San Francisco Bay Area
Current employer: Harvest Capital Strategies
Current title:
Managing Director | Chief Compliance Officer & Counsel
Last updated: 22/05/2023 01:41 AM
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About

Zac Rosenberg is from San Francisco Bay Area. Zac is currently Managing Director | Chief Compliance Officer & Counsel at Harvest Capital Strategies, located in San Francisco, California, United States.

Zac Rosenberg's contact information is available for free on finalscout.com, a web-based professional networking database with more than 500 million business contacts and 200 million company profiles.

Zac Rosenberg's current jobs
Title: Managing Director | Chief Compliance Officer & Counsel
Period: Jan 2016 - Present (9 years, 11 months)
Location: San Francisco, California, United States

• CCO and legal counsel to alternative asset fund manager, including long/short equity hedge funds, private equity, direct lending, real estate, and venture capital • Completely revised and updated the firm’s legacy compliance program, including fund formation and offerings, personal trading, marketing activities, and implementation of controls and testing mechanisms related to policies and procedures • Point person for the firm’s recent SEC examination, including coordinating responses to initial and supplemental requests for information, attending all onsite interviews, and drafting firm’s response to SEC exit letter • Directly counseled the firm’s President/COO, and CFO on all matters relating to acquisitions and sales of businesses within the JMP Group and Harvest Capital strategic investments business units • Assist with deal structuring and special purpose vehicle setup for portfolio company acquisitions on behalf of a private equity fund pursuing a secondary investment strategy • Additional duties include reviewing subscription, KYC and AML documents, fund formation documents, marketing materials, and respond to investor due diligence requests

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